The Waverley Model:
A Better Alternative

The Waverley Model is designed to provide issuers with a simpler, smarter, and a more cost-effective way to raise capital—without the regulatory headaches.

What Waverley Provides:

Waverley delivers a turnkey compliance and operational infrastructure, including:

  • Regulatory capital and compliance oversight

  • Chief Compliance Officer to navigate evolving regulations

  • Accounting, audit, and bonding services

  • A cutting-edge investor onboarding portal for seamless transactions

  • Investor reporting

  • KYP, KYC, and suitability assessments for every trade

Why Choose Waverley?

  • Faster time to market – Launch in weeks, not months

  • Deep industry expertise – A culture of compliance that sets the standard

  • Cost efficiency – More affordable than captive dealer or third-party EMD models

  • Lower cost of capital – Maximizing shareholder returns and fund marketability

  • Issuer-controlled customer experience – No outsourcing of investor relationships

  • Regulatory liability transferred to Waverley – Reducing risk and complexity

Added Advantages

Third-party due diligence ensures transparency and credibility

  • Independent compliance oversight on every trade

  • Reduced conflicts of interest

  • Higher returns through lower capital costs